A Subsidiary of The Bank of New York Mellon Corporation

General securities transactions are executed and cleared through Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Pershing is a member of FINRA, SIPC and NYSE. Since 1939, Pershing has been providing brokerage execution, clearance, data processing and financial products to broker-dealers worldwide – representing approximately five million active investors.

For more information on Pershing LLC or Pershing’s Statement of Financial Condition,  [click here].